Every SEC Form 3/4/5 on record for this filer (CIK 1562966) — 2 issuers, 36 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VATE | INNOVATE Corp. | Chief Financial Officer | 2022-03-15 → 2026-03-16 | 9 | −$6,818 |
| HCHC | HC2 HOLDINGS, INC. | Chief Financial Officer · lapsed | 2016-03-22 → 2021-03-17 | 13 | −$211,070 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| VATE | 2024-03-15 | Sell | 21,471 | $0.62 | $13,312 | 1,057,347 |
| VATE | 2024-03-14 | Sell | 11,675 | $0.69 | $8,056 | 1,078,818 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.