Every SEC Form 3/4/5 on record for this filer (CIK 1562603) — 5 issuers, 40 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| UUUU | ENERGY FUELS INC | Director | 2019-08-07 → 2026-01-29 | 19 | −$1M |
| GORO | GOLD RESOURCE CORP | Director · lapsed | 2016-03-21 → 2023-03-17 | 16 | $47,793 |
| DTRC | DAKOTA TERRITORY RESOURCE CORP | Director · lapsed | 2020-10-20 → 2022-04-04 | 12 | $185,387 |
| DC | Dakota Gold Corp. | Director · lapsed | 2022-04-04 → 2022-04-04 | 2 | — |
| PGLC | Pershing Gold Corp. | Director · lapsed | 2016-04-19 → 2018-01-31 | 3 | −$212,202 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| UUUU | 2025-12-15 | Sell | 14,000 | $14.18 | $198,520 | 135,747 |
| UUUU | 2025-12-15 | Sell | 24,869 | $14.40 | $358,114 | 110,878 |
| UUUU | 2025-11-17 | Sell | 38,739 | $15.20 | $588,833 | 149,747 |
| UUUU | 2024-12-18 | Sell | 17,500 | $5.72 | $100,100 | 165,528 |
| UUUU | 2024-05-07 | Buy | 1,600 | $5.78 | $9,248 | 183,028 |
| UUUU | 2022-12-08 | Buy | 8,000 | $6.03 | $48,240 | 150,159 |
3 of 5 issuers are covered and open a security page; the rest are on file here only.
