Every SEC Form 3/4/5 on record for this filer (CIK 1562584) — 2 issuers, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| USAU | U.S. GOLD CORP. | Chief Financial Officer | 2020-09-23 → 2026-01-23 | 7 | $10,010 |
| PGLC | Pershing Gold Corp. | VP Finance and Controller · lapsed | 2016-01-08 → 2019-04-05 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| USAU | 2022-02-16 | Buy | 1,540 | $6.50 | $10,010 | 68,726 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.