Every SEC Form 3/4/5 on record for this filer (CIK 1562138) — 4 issuers, 26 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| USAU | U.S. GOLD CORP. | Executive Chairman · Director · lapsed | 2017-08-25 → 2020-12-11 | 15 | $62,246 |
| PGLC | Pershing Gold Corp. | Director · lapsed | 2015-12-11 → 2019-04-05 | 11 | $7,450 |
| DRAM | DATARAM CORP | CEO and President · Director · lapsed | 2015-09-01 → 2017-06-12 | 7 | $77,084 |
| COOL | MAJESCO ENTERTAINMENT CO | Filer · lapsed | 2015-10-02 → 2016-12-05 | 5 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| USAU | 2019-09-20 | Buy | 25,000 | $1.00 | $25,000 | 1,264,072 |
| USAU | 2018-12-24 | Buy | 13,404 | $0.88 | $11,796 | 983,944 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.