Every SEC Form 3/4/5 on record for this filer (CIK 1562055) — 2 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CWBC | Community West Bancshares | EXECUTIVE VICE PRESIDENT | 2018-07-30 → 2026-05-08 | 16 | $28,048 |
| HEOP | HERITAGE OAKS BANCORP | Executive Vice President · lapsed | 2016-04-19 → 2017-03-06 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CWBC | 2022-11-17 | Buy | 3,000 | — | $0 | 5,500 |
| CWBC | 2022-03-17 | Buy | 500 | $14.16 | $7,080 | 2,500 |
| CWBC | 2022-03-17 | Buy | 1,000 | $13.95 | $13,950 | 2,000 |
| CWBC | 2020-06-01 | Buy | 100 | $7.13 | $713 | 908 |
| CWBC | 2020-06-01 | Buy | 82 | $7.15 | $586 | 1,000 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.