Every SEC Form 3/4/5 on record for this filer (CIK 1561543) — 2 issuers, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| REXR | Rexford Industrial Realty, Inc. | Director · lapsed | 2016-06-01 → 2021-06-22 | 6 | — |
| TCPC | TCP Capital Corp. | Director · lapsed | 2015-12-18 → 2015-12-18 | 1 | $49,262 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TCPC | 2015-12-18 | Buy | 200 | $14.03 | $2,806 | 5,200 |
| TCPC | 2015-12-18 | Buy | 2,900 | $14.08 | $40,832 | 8,500 |
| TCPC | 2015-12-18 | Buy | 400 | $14.06 | $5,624 | 5,600 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.