Every SEC Form 3/4/5 on record for this filer (CIK 1556974) — 7 issuers, 39 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CME | CME GROUP INC. | Director | 2019-05-14 → 2026-06-29 | 11 | −$141,210 |
| AB | ALLIANCEBERNSTEIN HOLDING L.P. | Director | 2017-05-08 → 2026-05-22 | 13 | −$196,860 |
| EQH | Equitable Holdings, Inc. | Director | 2018-05-09 → 2026-05-21 | 15 | −$178,269 |
| AFB | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | Filer · lapsed | 2017-05-08 → 2017-05-08 | 1 | — |
| AKP | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | Filer · lapsed | 2017-05-08 → 2017-05-08 | 1 | — |
| AWF | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC | Filer · lapsed | 2017-05-08 → 2017-05-08 | 1 | — |
| FGP | FERRELLGAS PARTNERS L P | Director · lapsed | 2015-10-06 → 2015-10-06 | 1 | $98,000 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CME | 2025-05-22 | Sell | 500 | $282.42 | $141,210 | 3,668 |
| EQH | 2025-05-12 | Sell | 5,770 | $53.93 | $311,176 | 52,293 |
| AB | 2025-05-12 | Sell | 4,825 | $40.80 | $196,860 | 39,877 |
3 of 7 issuers are covered and open a security page; the rest are on file here only.
