Every SEC Form 3/4/5 on record for this filer (CIK 1549748) — 11 issuers, 27 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BCIC | BCP Investment Corp | President, CEO · Director | 2025-12-16 → 2026-06-24 | 2 | $1M |
| MLCI | Mount Logan Capital Inc. | Chief Executive Officer · Director | 2025-09-22 → 2026-06-23 | 4 | $22,077 |
| TRTX | TPG RE Finance Trust, Inc. | Director | 2025-10-23 → 2025-12-29 | 2 | — |
| PTMN | Portman Ridge Finance Corp | President, CEO · Director | 2019-04-05 → 2025-07-17 | 12 | $205,787 |
| LRFC | Logan Ridge Finance Corp. | President, CEO · Director | 2021-07-21 → 2025-07-17 | 3 | $14,839 |
| RWAY | Runway Growth Finance Corp. | Director | 2025-03-21 → 2025-03-21 | 1 | — |
| LOGC | ContextLogic Inc. | Director | 2025-03-14 → 2025-03-14 | 1 | — |
| BCPL | BC Partners Lending Corp | President, CEO · Director | 2018-04-23 → 2024-11-19 | 3 | $3M |
| SOFIX | Opportunistic Credit Interval Fund | Trustee and President · Director · lapsed | 2022-04-28 → 2022-04-28 | 1 | — |
| RCIAX | Alternative Credit Income Fund | President and CEO · Director · lapsed | 2020-11-10 → 2021-10-18 | 2 | $508,251 |
| AINV | APOLLO INVESTMENT CORP | President · lapsed | 2015-08-11 → 2015-08-11 | 1 | $68,800 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MLCI | 2026-06-22 | Buy | 7,970 | $2.77 | $22,077 | 297,339 |
| BCIC | 2026-06-22 | Buy | 13,738 | $7.16 | $98,364 | 99,878 |
| BCIC | 2025-12-12 | Buy | 73,367 | $13.63 | $999,992 | 86,140 |
| LRFC | 2025-05-13 | Buy | 836 | $17.75 | $14,839 | 836 |
| PTMN | 2025-05-13 | Buy | 1,755 | $12.48 | $21,902 | 11,520 |
| BCPL | 2024-11-19 | Buy | 5,772 | $21.57 | $124,504 | 150,074 |
2 of 11 issuers are covered and open a security page; the rest are on file here only.