Every SEC Form 3/4/5 on record for this filer (CIK 1549066) — 4 issuers, 14 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| STT | STATE STREET CORP | EVP; President and CEO of SSIM | 2022-12-09 → 2026-03-02 | 11 | −$325,500 |
| HEAR | Turtle Beach Corp | Director · lapsed | 2021-04-21 → 2022-04-04 | 3 | — |
| MEGI | MainStay CBRE Global Infrastructure Megatrends Fund | Director · lapsed | 2021-10-28 → 2021-10-28 | 1 | — |
| MMD | MainStay MacKay DefinedTerm Municipal Opportunities Fund | Director · lapsed | 2021-03-22 → 2021-05-24 | 2 | $256,036 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STT | 2024-10-16 | Sell | 3,500 | $93.00 | $325,500 | 78,824 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.