Every SEC Form 3/4/5 on record for this filer (CIK 1547990) — 2 issuers, 4 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MEGI | NYLI CBRE Global Infrastructure Megatrends Term Fund | Director | 2021-10-28 → 2025-05-20 | 5 | $21,928 |
| MMIOX | MainStay MacKay Municipal Income Opportunities Fund | Director · lapsed | 2024-03-25 → 2024-03-25 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MEGI | 2025-05-16 | Sell | 725 | $14.02 | $10,165 | 1,670 |
| MEGI | 2022-10-14 | Buy | 315 | $11.93 | $3,758 | 1,815 |
| MEGI | 2022-04-27 | Buy | 500 | $17.97 | $8,985 | 1,500 |
| MEGI | 2022-01-05 | Buy | 1,000 | $19.35 | $19,350 | 1,000 |