Every SEC Form 3/4/5 on record for this filer (CIK 1547489) — 3 issuers, 16 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VCTR | Victory Capital Holdings, Inc. | Executive Vice President | 2025-04-10 → 2026-03-16 | 4 | — |
| SCU | Sculptor Capital Management, Inc. | Chief Financial Officer · lapsed | 2019-11-26 → 2021-01-05 | 6 | — |
| OZM | Och-Ziff Capital Management Group Inc. | Chief Financial Officer · lapsed | 2018-05-03 → 2019-08-22 | 12 | −$937,901 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| OZM | 2019-05-14 | Sell | 12,578 | $18.36 | $230,932 | 50,318 |
| OZM | 2019-05-13 | Sell | 6,953 | $17.21 | $119,661 | 62,896 |
| OZM | 2019-05-10 | Sell | 9,708 | $17.51 | $169,987 | 69,849 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.