Every SEC Form 3/4/5 on record for this filer (CIK 1547362) — 3 issuers, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LFT | Lument Finance Trust, Inc. | President · lapsed | 2022-02-15 → 2022-02-15 | 1 | — |
| HCFT | Hunt Companies Finance Trust, Inc. | President · lapsed | 2018-05-31 → 2020-03-23 | 3 | $82,500 |
| OAKS | Hunt Companies Finance Trust, Inc. | President · lapsed | 2018-01-29 → 2018-05-25 | 2 | $37,850 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HCFT | 2020-03-23 | Buy | 10,000 | $1.41 | $14,100 | 41,121 |
| HCFT | 2018-06-01 | Buy | 5,000 | $3.30 | $16,500 | 31,121 |
| HCFT | 2018-05-30 | Buy | 7,500 | $3.41 | $25,575 | 26,121 |
| HCFT | 2018-05-29 | Buy | 7,500 | $3.51 | $26,325 | 18,621 |
| OAKS | 2018-05-25 | Buy | 7,500 | $3.41 | $25,575 | 11,121 |
| OAKS | 2018-05-23 | Buy | 3,621 | $3.39 | $12,275 | 3,621 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
