Every SEC Form 3/4/5 on record for this filer (CIK 1545570) — 2 issuers, 31 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BBW | BUILD-A-BEAR WORKSHOP INC | Director | 2019-07-29 → 2026-06-12 | 17 | −$1M |
| KATE | Kate Spade & Co | President & COO · lapsed | 2016-03-03 → 2017-07-13 | 7 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BBW | 2026-06-05 | Sell | 3,000 | $34.52 | $103,560 | 11,277 |
| BBW | 2025-06-02 | Sell | 6,000 | $47.85 | $287,100 | 12,421 |
| BBW | 2024-10-15 | Sell | 2,500 | $36.27 | $90,675 | 18,421 |
| BBW | 2024-06-07 | Sell | 2,600 | $26.34 | $68,484 | 17,473 |
| BBW | 2023-09-07 | Sell | 4,000 | $27.27 | $109,080 | 20,073 |
| BBW | 2023-06-09 | Sell | 3,000 | $20.54 | $61,620 | 24,073 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.