Every SEC Form 3/4/5 on record for this filer (CIK 1543405) — 7 issuers, 14 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MPTI | M-tron Industries, Inc. | Director | 2022-10-17 → 2026-03-23 | 7 | — |
| PMVC | PMV Consumer Acquisition Corp. | Co-Chief Executive Officer · lapsed | 2022-09-06 → 2022-09-06 | 1 | — |
| IRNT | IronNet, Inc. | Director · lapsed | 2021-08-30 → 2022-07-14 | 3 | — |
| LGL | LGL GROUP INC | Director · lapsed | 2020-11-06 → 2021-01-05 | 3 | — |
| DFNSU | LGL Systems Acquisition Corp. | EVP & Chief Financial Officer · lapsed | 2019-11-06 → 2019-11-06 | 1 | — |
| TXMD | TherapeuticsMD, Inc. | Director · lapsed | 2015-12-21 → 2019-06-24 | 5 | — |
| RVLT | Revolution Lighting Technologies, Inc. | Director · lapsed | 2016-05-13 → 2016-05-13 | 1 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
3 of 7 issuers are covered and open a security page; the rest are on file here only.
