Every SEC Form 3/4/5 on record for this filer (CIK 1540380) — 4 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| FSUN | FIRSTSUN CAPITAL BANCORP | Director | 2026-04-02 → 2026-04-02 | 2 | — |
| FFWM | First Foundation Inc. | Director | 2024-09-09 → 2024-09-09 | 1 | — |
| ACBI | Atlantic Capital Bancshares, Inc. | Director · lapsed | 2015-11-02 → 2022-03-03 | 11 | $26,450 |
| FSGI | FIRST SECURITY GROUP INC/TN | Director · lapsed | 2015-11-02 → 2015-11-02 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ACBI | 2020-06-12 | Buy | 1,000 | $11.10 | $11,100 | 10,437 |
| ACBI | 2020-03-09 | Buy | 1,000 | $15.35 | $15,350 | 7,245 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.