Every SEC Form 3/4/5 on record for this filer (CIK 1539953) — 8 issuers, 21 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ACNT | ASCENT INDUSTRIES CO. | 10% owner | 2024-05-31 → 2024-09-20 | 2 | −$14M |
| SYNL | SYNALLOY CORP | Filer · lapsed | 2017-03-29 → 2021-12-23 | 19 | $729,071 |
| FEIM | FREQUENCY ELECTRONICS INC | Filer · lapsed | 2016-07-11 → 2018-04-06 | 10 | −$2M |
| SNYL | SYNALLOY CORP | Filer · lapsed | 2018-02-12 → 2018-02-12 | 1 | $153,161 |
| HDNG | HARDINGE INC | 10% owner · lapsed | 2017-08-09 → 2017-08-09 | 2 | — |
| NROM | NOBLE ROMANS INC | Filer · lapsed | 2016-04-04 → 2016-04-13 | 2 | −$560,000 |
| RWC | RELM WIRELESS CORP | Filer · lapsed | 2015-12-18 → 2015-12-18 | 1 | — |
| CICN | CICERO INC | Director · lapsed | 2015-07-27 → 2015-07-27 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ACNT | 2024-09-20 | Sell | 8,647 | $9.13 | $78,947 | 1 |
| ACNT | 2024-09-19 | Sell | 1,665,000 | $8.22 | $14M | 8,648 |
| SYNL | 2018-12-11 | Buy | 8,449 | $15.88 | $134,170 | 1,059,423 |
| SYNL | 2018-12-11 | Buy | 5,000 | $16.25 | $81,250 | 55,621 |
| SYNL | 2018-12-10 | Buy | 22,000 | $15.31 | $336,820 | 1,050,974 |
| SYNL | 2018-12-10 | Buy | 1,535 | $15.42 | $23,670 | 50,621 |
| FEIM | 2018-04-06 | Sell | 58,100 | $9.04 | $525,224 | 669,716 |
| FEIM | 2018-04-05 | Sell | 100,000 | $9.00 | $900,000 | 727,816 |
| FEIM | 2018-04-03 | Sell | 1,900 | $8.69 | $16,511 | 827,816 |
| FEIM | 2018-04-02 | Sell | 6,287 | $8.73 | $54,886 | 829,716 |
3 of 8 issuers are covered and open a security page; the rest are on file here only.
