Every SEC Form 3/4/5 on record for this filer (CIK 1538591) — 3 issuers, 145 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CMCO | COLUMBUS MCKINNON CORP | Director | 2021-11-19 → 2026-05-13 | 22 | $320,900 |
| PIPR | PIPER SANDLER COMPANIES | CEO and Chairman · Director | 2020-02-19 → 2026-03-02 | 27 | −$20M |
| PJC | PIPER JAFFRAY COMPANIES | Chief Executive Officer · Director · lapsed | 2015-12-03 → 2019-05-22 | 18 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PIPR | 2025-11-28 | Sell | 1,384 | $335.36 | $464,138 | 55,174 |
| PIPR | 2025-11-28 | Sell | 1,616 | $336.94 | $544,495 | 53,558 |
| PIPR | 2025-11-26 | Sell | 1,156 | $338.55 | $391,364 | 53,558 |
2 of 3 issuers are covered and open a security page; the rest are on file here only.