Every SEC Form 3/4/5 on record for this filer (CIK 1536528) — 6 issuers, 47 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EIX | EDISON INTERNATIONAL | Director | 2016-05-02 → 2026-04-27 | 34 | −$566,858 |
| ME | 23andMe Holding Co. | Director | 2021-06-25 → 2024-08-28 | 7 | — |
| WIW | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Director · lapsed | 2020-04-30 → 2020-04-30 | 1 | — |
| WIA | WESTERN ASSET INFLATION-LINKED INCOME FUND | Director · lapsed | 2020-04-30 → 2020-04-30 | 1 | — |
| PAI | Western Asset Investment Grade Income Fund Inc. | Director · lapsed | 2019-03-06 → 2019-03-06 | 1 | — |
| WEA | WESTERN ASSET PREMIER BOND FUND | Director · lapsed | 2019-03-06 → 2019-03-06 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EIX | 2026-04-13 | Sell | 500 | $75.30 | $37,650 | 34,212 |
| EIX | 2026-03-02 | Sell | 500 | $74.54 | $37,270 | 34,712 |
| EIX | 2025-10-30 | Sell | 1,800 | $55.27 | $99,486 | 35,212 |
| EIX | 2024-11-15 | Sell | 1,250 | $83.28 | $104,100 | 32,372 |
1 of 6 issuers are covered and open a security page; the rest are on file here only.
