Every SEC Form 3/4/5 on record for this filer (CIK 1532287) — 4 issuers, 11 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CAL | CALERES INC | Director | 2015-08-04 → 2026-06-10 | 21 | — |
| ENDI | ENDI Corp. | Director · lapsed | 2022-08-17 → 2023-03-02 | 3 | $53,700 |
| DHY | CREDIT SUISSE HIGH YIELD BOND FUND | Chairman of Audit Committee · lapsed | 2019-02-14 → 2019-02-14 | 1 | — |
| CIK | CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC | Director · lapsed | 2018-04-30 → 2018-04-30 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ENDI | 2022-08-18 | Buy | 10,000 | $5.37 | $53,700 | 10,000 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.