Every SEC Form 3/4/5 on record for this filer (CIK 1526699) — 6 issuers, 81 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BKH | BLACK HILLS CORP /SD/ | Director | 2020-10-09 → 2026-05-04 | 19 | — |
| LICY | Li-Cycle Holdings Corp. | Director · lapsed | 2023-12-29 → 2024-05-28 | 2 | — |
| PDOT | Peridot Acquisition Corp. II | Director · lapsed | 2021-03-08 → 2023-03-13 | 2 | — |
| PDAC | PERIDOT ACQUISITION CORP. | Director · lapsed | 2020-09-23 → 2021-08-12 | 2 | — |
| CNP | CENTERPOINT ENERGY INC | President & CEO · Director · lapsed | 2016-02-23 → 2020-02-05 | 49 | −$4M |
| ENBL | Enable Midstream Partners, LP | Director · lapsed | 2019-08-13 → 2019-08-13 | 1 | $92,025 |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
2 of 6 issuers are covered and open a security page; the rest are on file here only.