Every SEC Form 3/4/5 on record for this filer (CIK 1526062) — 2 issuers, 20 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| WT | WisdomTree, Inc. | Director | 2023-06-27 → 2026-06-18 | 4 | — |
| WETF | WisdomTree Investments, Inc. | Director · lapsed | 2015-08-06 → 2022-07-26 | 14 | $2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| WETF | 2020-03-11 | Buy | 100,000 | $3.00 | $300,000 | 548,070 |
| WETF | 2020-03-02 | Buy | 16,200 | $3.89 | $63,018 | 448,070 |
| WETF | 2020-02-28 | Buy | 83,800 | $3.90 | $326,820 | 431,870 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.