Every SEC Form 3/4/5 on record for this filer (CIK 1520374) — 2 issuers, 4 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| INNV | InnovAge Holding Corp. | EVP, CORPORATE DEVELOPMENT · lapsed | 2017-01-09 → 2018-04-06 | 4 | $1,688 |
| HISP | HISPANICA INTERNATIONAL DELIGHTS OF AMERICA, INC. | Director · lapsed | 2017-01-06 → 2017-01-06 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| INNV | 2017-11-22 | Buy | 2,000 | $0.10 | $200 | 16,880 |
| INNV | 2017-11-22 | Buy | 4,990 | $0.10 | $499 | 4,990 |
| INNV | 2017-11-22 | Buy | 4,900 | $0.10 | $490 | 9,890 |
| INNV | 2017-11-22 | Buy | 4,990 | $0.10 | $499 | 14,880 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.