Every SEC Form 3/4/5 on record for this filer (CIK 1519536) — 16 issuers, 42 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| INV | Innventure, Inc. | Director | 2024-10-02 → 2026-04-22 | 11 | −$6M |
| HCIC | Hennessy Capital Investment Corp. VIII | Chairman and CEO · Director | 2026-02-04 → 2026-02-09 | 2 | $7M |
| HCVI | Red Rock Acquisition Corp. | CHIEF EXECUTIVE OFFICER · Director | 2021-09-28 → 2025-06-09 | 3 | — |
| HVII | Hennessy Capital Investment Corp. VII | Chief Executive Officer · Director | 2025-01-16 → 2025-01-16 | 1 | — |
| CDAQ | Compass Digital Acquisition Corp. | Director | 2023-09-11 → 2024-07-26 | 3 | — |
| GTAC | Global Technology Acquisition Corp. I | 10% owner · lapsed | 2024-04-29 → 2024-04-29 | 1 | — |
| TWOA | two | 10% owner · lapsed | 2023-04-28 → 2024-03-29 | 4 | — |
| DSKE | Daseke, Inc. | Director · lapsed | 2017-03-01 → 2021-06-02 | 7 | $141,900 |
| HCACU | HENNESSY CAPITAL INVESTMENT CORP. V | Chief Executive Officer · Director · lapsed | 2015-08-06 → 2021-01-14 | 3 | — |
| GOEV | Canoo Inc. | 10% owner · lapsed | 2020-12-23 → 2020-12-23 | 1 | — |
| PTICU | PROPTECH INVESTMENT CORP. II | 10% owner · lapsed | 2020-12-03 → 2020-12-03 | 1 | — |
| PTACU | PropTech Acquisition Corp | 10% owner · lapsed | 2019-11-21 → 2019-11-21 | 1 | — |
| NRCG | NRC GROUP HOLDINGS CORP. | Director · lapsed | 2018-10-18 → 2019-11-01 | 4 | — |
| BLBD | Blue Bird Corp | Director · lapsed | 2016-04-05 → 2018-09-05 | 13 | −$4M |
| HCAC.U | Hennessy Capital Acquisition Corp. III | Director · lapsed | 2017-06-22 → 2017-07-20 | 2 | — |
| HCAC | Hennessy Capital Acquisition Corp II | Chief Executive Officer · Director · lapsed | 2015-07-22 → 2015-07-22 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| INV | 2026-04-20 | Sell | 582,139 | $5.52 | $3M | 182,358 |
| INV | 2026-04-14 | Sell | 2,992 | $5.01 | $14,990 | 764,497 |
| HCIC | 2026-02-06 | Buy | 671,000 | $10.00 | $7M | 671,000 |
| INV | 2025-12-04 | Sell | 55,840 | $5.19 | $289,810 | 761,095 |
| INV | 2025-12-02 | Sell | 8,450 | $5.01 | $42,335 | 816,935 |
| INV | 2025-12-01 | Sell | 81,993 | $5.13 | $420,624 | 825,385 |
| INV | 2025-11-25 | Sell | 266,367 | $5.31 | $1M | 907,378 |
| INV | 2025-10-09 | Sell | 10,828 | $5.21 | $56,414 | 1,173,745 |
| INV | 2025-10-08 | Sell | 8,606 | $5.05 | $43,460 | 1,184,573 |
2 of 16 issuers are covered and open a security page; the rest are on file here only.
