Every SEC Form 3/4/5 on record for this filer (CIK 1518810) — 2 issuers, 14 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| WINA | WINMARK CORP | Director | 2021-12-15 → 2026-06-01 | 16 | −$719,482 |
| AIQ | Alliance HealthCare Services, Inc | President & CEO · Director · lapsed | 2016-03-25 → 2017-08-22 | 6 | $92,090 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| WINA | 2026-03-03 | Sell | 1,660 | $460.52 | $764,463 | 800 |
| WINA | 2022-04-14 | Buy | 100 | $224.81 | $22,481 | 200 |
| WINA | 2022-03-08 | Buy | 100 | $225.00 | $22,500 | 100 |
| AIQ | 2016-05-17 | Buy | 3,000 | $7.61 | $22,830 | 13,000 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.