Every SEC Form 3/4/5 on record for this filer (CIK 1517260) — 1 issuer, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BWEN | BROADWIND, INC. | Director · lapsed | 2016-04-27 → 2023-09-08 | 13 | −$228,134 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BWEN | 2023-09-06 | Sell | 10,000 | $3.99 | $39,900 | 83,683 |
| BWEN | 2023-06-02 | Sell | 10,000 | $4.00 | $40,000 | 93,683 |
| BWEN | 2021-05-27 | Sell | 20,000 | $4.47 | $89,400 | 70,685 |
| BWEN | 2020-11-16 | Sell | 5,000 | $3.60 | $18,000 | 81,349 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.
