Every SEC Form 3/4/5 on record for this filer (CIK 1516501) — 4 issuers, 53 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CRBG | Corebridge Financial, Inc. | Director | 2022-09-14 → 2026-06-22 | 7 | $687,474 |
| USB | US BANCORP \DE\ | Director | 2023-01-26 → 2026-04-27 | 6 | $341,400 |
| AIZ | ASSURANT, INC. | CEO · Director · lapsed | 2015-11-17 → 2021-11-09 | 22 | −$4M |
| KMX | CARMAX INC | Director · lapsed | 2015-10-29 → 2017-06-30 | 5 | $51,780 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| USB | 2023-04-21 | Buy | 10,000 | $34.14 | $341,400 | 10,050 |
| CRBG | 2022-11-10 | Buy | 20,608 | $23.16 | $477,281 | 37,858 |
| CRBG | 2022-11-10 | Buy | 9,392 | $22.38 | $210,193 | 17,250 |
| AIZ | 2021-11-05 | Sell | 11,792 | $165.26 | $2M | 176,376 |
| AIZ | 2021-11-05 | Sell | 1,608 | $166.68 | $268,021 | 174,768 |
4 of 4 issuers are covered and open a security page; the rest are on file here only.
