Every SEC Form 3/4/5 on record for this filer (CIK 1515170) — 2 issuers, 53 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NMFC | New Mountain Finance Corp | EVP, CAO and Director | 2015-09-11 → 2026-03-18 | 21 | $5M |
| BLPH | Bellerophon Therapeutics, Inc. | Director · lapsed | 2016-04-29 → 2017-09-26 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NMFC | 2026-03-17 | Buy | 12,900 | $7.61 | $98,169 | 751,756 |
| NMFC | 2026-03-02 | Buy | 3,307 | $7.73 | $25,563 | 738,856 |
| NMFC | 2026-02-27 | Buy | 38,400 | $7.76 | $297,984 | 735,549 |
| NMFC | 2025-09-15 | Buy | 49,750 | $10.03 | $498,992 | 652,490 |
| NMFC | 2024-11-04 | Buy | 45,000 | $10.87 | $489,150 | 552,535 |
| NMFC | 2022-09-06 | Buy | 603 | $12.88 | $7,767 | 376,510 |
| NMFC | 2022-09-06 | Buy | 2,435 | $12.90 | $31,412 | 389,715 |
| NMFC | 2022-09-06 | Buy | 1,200 | $12.89 | $15,468 | 387,280 |
| NMFC | 2022-09-06 | Buy | 2,819 | $12.87 | $36,281 | 379,329 |
| NMFC | 2022-09-06 | Buy | 5,928 | $12.90 | $76,471 | 395,643 |
