Every SEC Form 3/4/5 on record for this filer (CIK 1514396) — 7 issuers, 93 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AAL | American Airlines Group Inc. | Director | 2024-08-01 → 2026-06-12 | 4 | — |
| APD | Air Products & Chemicals, Inc. | Director | 2025-09-02 → 2026-04-01 | 6 | — |
| PSX | Phillips 66 | Director | 2026-03-12 → 2026-03-17 | 2 | — |
| KD | Kyndryl Holdings, Inc. | Director | 2021-11-04 → 2025-08-01 | 7 | $211,800 |
| DOW | DOW INC. | President and CFO · lapsed | 2016-02-17 → 2023-03-15 | 28 | −$7M |
| DWDP | DowDuPont Inc. | Chief Financial Officer · lapsed | 2017-09-11 → 2019-04-03 | 10 | — |
| WBKC | Wolverine Bancorp, Inc. | Director · lapsed | 2016-09-14 → 2017-10-17 | 2 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
5 of 7 issuers are covered and open a security page; the rest are on file here only.
