Every SEC Form 3/4/5 on record for this filer (CIK 1513564) — 1 issuer, 11 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RWT | REDWOOD TRUST INC | Chief Accounting Officer · lapsed | 2016-03-01 → 2023-12-21 | 19 | −$80,303 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| RWT | 2022-12-20 | Sell | 11,706 | $6.86 | $80,303 | 56,899 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.