Every SEC Form 3/4/5 on record for this filer (CIK 1512629) — 2 issuers, 80 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BK | Bank of New York Mellon Corp | Director | 2025-12-12 → 2026-04-21 | 2 | — |
| PRU | PRUDENTIAL FINANCIAL INC | Chairman of the Board · Director | 2015-11-05 → 2026-03-03 | 29 | −$98M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PRU | 2025-11-10 | Sell | 48,164 | $107.39 | $5M | 165,564 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.