Every SEC Form 3/4/5 on record for this filer (CIK 1509559) — 3 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NRGV | Energy Vault Holdings, Inc. | Director | 2022-08-15 → 2026-06-01 | 10 | $126,950 |
| NXU | Novus Capital Corp II | Director · lapsed | 2021-02-04 → 2022-02-11 | 3 | — |
| NOVS | AppHarvest, Inc. | Chief Executive Officer · lapsed | 2020-05-15 → 2021-02-01 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NRGV | 2026-02-27 | Buy | 5,000 | $3.15 | $15,750 | 501,768 |
| NRGV | 2025-09-18 | Buy | 20,000 | $2.40 | $48,000 | 335,636 |
| NRGV | 2025-08-28 | Buy | 20,000 | $1.78 | $35,600 | 315,636 |
| NRGV | 2025-08-13 | Buy | 20,000 | $1.38 | $27,600 | 295,636 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
