Every SEC Form 3/4/5 on record for this filer (CIK 1504675) — 2 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODI | 2023-01-03 | Buy | 5,727 | $19.13 | $109,558 | 33,297 |
| CODI | 2022-01-03 | Buy | 3,224 | $30.94 | $99,751 | 27,570 |
| CODI | 2021-09-30 | Buy | 3,164 | $28.18 | $89,162 | 24,346 |
| ZUMZ | 2021-04-06 | Sell | 21,635 | $43.84 | $948,478 | 7,331 |
| ZUMZ | 2021-04-05 | Sell | 1,400 | $43.80 | $61,320 | 28,966 |
| ZUMZ | 2021-04-01 | Sell | 2,525 | $43.59 | $110,065 | 30,366 |
| CODI | 2021-01-04 | Buy | 5,079 | $19.62 | $99,650 | 21,182 |
| CODI | 2020-01-03 | Buy | 3,897 | $25.58 | $99,685 | 16,103 |
| ZUMZ | 2019-12-09 | Sell | 4,037 | $34.89 | $140,851 | 29,822 |
2 of 2 issuers are covered and open a security page; the rest are on file here only.