Every SEC Form 3/4/5 on record for this filer (CIK 1503748) — 1 issuer, 27 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HRZN | Horizon Technology Finance Corp | CEO and Chairman of the Board · Director · lapsed | 2015-08-10 → 2022-12-12 | 18 | $915,203 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HRZN | 2022-12-09 | Buy | 600 | $13.03 | $7,818 | 8,717 |
| HRZN | 2022-12-09 | Buy | 4,000 | $13.03 | $52,120 | 172,821 |
| HRZN | 2022-06-21 | Buy | 4,000 | $11.30 | $45,200 | 162,127 |
| HRZN | 2022-05-06 | Buy | 4,000 | $12.73 | $50,920 | 155,539 |
| HRZN | 2022-05-06 | Buy | 1,000 | $12.57 | $12,570 | 7,674 |
| HRZN | 2021-12-06 | Buy | 2,500 | $16.11 | $40,275 | 146,244 |
| HRZN | 2021-12-06 | Buy | 600 | $16.13 | $9,678 | 6,448 |
| HRZN | 2021-05-06 | Buy | 2,500 | $16.34 | $40,850 | 138,073 |
| HRZN | 2021-05-06 | Buy | 600 | $16.36 | $9,816 | 5,475 |
| HRZN | 2021-03-05 | Buy | 5,000 | $13.25 | $66,250 | 97,986 |
