Every SEC Form 3/4/5 on record for this filer (CIK 1503747) — 1 issuer, 18 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HRZN | Horizon Technology Finance Corp | President · Director | 2015-08-18 → 2024-12-02 | 17 | $1M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HRZN | 2024-11-25 | Buy | 8,000 | $9.31 | $74,480 | 169,309 |
| HRZN | 2024-03-08 | Buy | 3,650 | $11.77 | $42,961 | 156,244 |
| HRZN | 2022-12-20 | Buy | 18,250 | $11.03 | $201,298 | 144,585 |
| HRZN | 2022-12-06 | Buy | 4,000 | $12.90 | $51,600 | 126,335 |
| HRZN | 2022-05-09 | Buy | 3,050 | $12.06 | $36,783 | 121,899 |
| HRZN | 2021-12-06 | Buy | 3,450 | $15.87 | $54,752 | 116,301 |
| HRZN | 2021-05-04 | Buy | 2,500 | $16.19 | $40,475 | 112,078 |
| HRZN | 2021-03-05 | Buy | 11,300 | $13.30 | $150,290 | 109,578 |
| HRZN | 2020-06-02 | Buy | 14,900 | $11.38 | $169,562 | 95,844 |
| HRZN | 2019-08-14 | Buy | 3,500 | $12.00 | $42,000 | 77,128 |
