Every SEC Form 3/4/5 on record for this filer (CIK 1503745) — 1 issuer, 3 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HRZN | Horizon Technology Finance Corp | Director · lapsed | 2015-08-11 → 2022-09-30 | 3 | $15,665 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HRZN | 2022-09-29 | Buy | 500 | $9.88 | $4,940 | 7,169 |
| HRZN | 2015-08-24 | Buy | 500 | $10.27 | $5,135 | 4,360 |
| HRZN | 2015-08-10 | Buy | 500 | $11.18 | $5,590 | 3,825 |