Every SEC Form 3/4/5 on record for this filer (CIK 1502259) — 4 issuers, 34 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AMP | AMERIPRISE FINANCIAL INC | Director | 2019-06-11 → 2026-05-01 | 9 | — |
| FIS | Fidelity National Information Services, Inc. | Director · lapsed | 2018-06-14 → 2024-06-07 | 17 | $189,478 |
| WETF | WisdomTree Investments, Inc. | Director · lapsed | 2018-05-01 → 2018-06-20 | 2 | — |
| BK | Bank of New York Mellon Corp | Vice Chairman · lapsed | 2016-02-23 → 2017-11-07 | 8 | −$17M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FIS | 2023-02-17 | Buy | 2,300 | $68.72 | $158,056 | 8,707 |
2 of 4 issuers are covered and open a security page; the rest are on file here only.