Every SEC Form 3/4/5 on record for this filer (CIK 1497948) — 1 issuer, 139 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| COF | CAPITAL ONE FINANCIAL CORP | Chief Enterprise Srvcs Officer | 2016-02-08 → 2026-04-09 | 49 | −$58M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| COF | 2025-11-13 | Sell | 4,276 | $220.84 | $944,312 | 61,879 |
| COF | 2025-11-13 | Sell | 13,564 | $222.41 | $3M | 48,315 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.