Every SEC Form 3/4/5 on record for this filer (CIK 1496098) — 1 issuer, 2 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| OPTT | Ocean Power Technologies, Inc. | Director · lapsed | 2016-05-09 → 2020-01-21 | 7 | $60,500 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| OPTT | 2018-09-20 | Buy | 50,000 | $0.66 | $33,000 | 104,950 |
| OPTT | 2018-09-18 | Buy | 50,000 | $0.55 | $27,500 | 54,950 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.