Every SEC Form 3/4/5 on record for this filer (CIK 1494489) — 3 issuers, 87 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HCC | WARRIOR MET COAL, INC. | CHIEF EXECUTIVE OFFICER · Director | 2017-04-13 → 2026-02-17 | 48 | −$19M |
| WLTGQ | Walter Energy, Inc. | Chief Executive Officer · Director · lapsed | 2016-02-22 → 2016-04-13 | 2 | −$1,176 |
| WLT | Walter Energy, Inc. | Chief Executive Officer · Director · lapsed | 2015-08-12 → 2015-08-12 | 1 | −$1,121 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HCC | 2026-01-12 | Sell | 100,000 | $100.31 | $10M | 294,183 |
| HCC | 2025-11-06 | Sell | 18,966 | $75.00 | $1M | 394,183 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.