Every SEC Form 3/4/5 on record for this filer (CIK 1492898) — 6 issuers, 34 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ADEA | Adeia Inc. | Director · lapsed | 2023-05-26 → 2024-05-10 | 2 | — |
| XPER | Xperi Inc. | Director · lapsed | 2020-06-03 → 2022-05-03 | 5 | — |
| QMCO | QUANTUM CORP /DE/ | Director · lapsed | 2019-09-09 → 2022-04-26 | 5 | $49,972 |
| TIVO | TiVo Corp | Director · lapsed | 2016-09-09 → 2020-06-03 | 13 | — |
| QTM | QUANTUM CORP /DE/ | Executive Chairman · Director · lapsed | 2017-04-03 → 2017-09-05 | 3 | — |
| ROVI | Rovi Corp | Director · lapsed | 2015-07-06 → 2016-09-08 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| QMCO | 2021-08-12 | Buy | 8,767 | $5.70 | $49,972 | 190,281 |
3 of 6 issuers are covered and open a security page; the rest are on file here only.