Every SEC Form 3/4/5 on record for this filer (CIK 1488604) — 1 issuer, 23 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CNOB | ConnectOne Bancorp, Inc. | Director | 2016-03-28 → 2026-06-03 | 20 | −$4M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CNOB | 2023-08-09 | Sell | 47,500 | $20.70 | $983,250 | 276,338 |
| CNOB | 2023-03-02 | Sell | 41,000 | $24.01 | $984,410 | 319,585 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.