Every SEC Form 3/4/5 on record for this filer (CIK 1488500) — 1 issuer, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RWT | REDWOOD TRUST INC | Chief Investment Officer · lapsed | 2015-07-21 → 2023-12-21 | 18 | $22,361 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| RWT | 2020-05-15 | Buy | 13,000 | $3.80 | $49,400 | 25,792 |
| RWT | 2016-05-02 | Sell | 1,844 | $12.79 | $23,585 | 82,611 |
| RWT | 2015-12-21 | Sell | 257 | $13.44 | $3,454 | 71,987 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.