Every SEC Form 3/4/5 on record for this filer (CIK 1485499) — 4 issuers, 22 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CLH | CLEAN HARBORS INC | Director | 2022-09-07 → 2026-05-22 | 7 | −$199,755 |
| JHG | JANUS HENDERSON GROUP PLC | Director | 2022-11-03 → 2026-05-13 | 6 | — |
| LM | LEGG MASON, INC. | Director · lapsed | 2017-12-05 → 2020-08-04 | 6 | — |
| STT | STATE STREET CORP | Executive Vice President · lapsed | 2015-10-29 → 2017-02-17 | 4 | −$1M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CLH | 2025-06-05 | Sell | 893 | $223.69 | $199,755 | 2,978 |
3 of 4 issuers are covered and open a security page; the rest are on file here only.