Every SEC Form 3/4/5 on record for this filer (CIK 1479613) — 3 issuers, 52 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GEG | Great Elm Group, Inc. | See remarks · Director | 2021-01-29 → 2026-06-01 | 61 | $3M |
| GECC | Great Elm Capital Corp. | Director | 2026-03-05 → 2026-03-05 | 1 | — |
| GEC | Forest Investments, Inc. | Director · lapsed | 2020-03-06 → 2021-01-06 | 7 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GEG | 2024-03-15 | Buy | 7,843 | $2.00 | $15,686 | 6,329,646 |
| GEG | 2024-03-14 | Buy | 3,254 | $1.98 | $6,443 | 6,321,803 |
| GEG | 2024-03-13 | Buy | 16,200 | $1.94 | $31,428 | 6,318,549 |
| GEG | 2024-03-12 | Buy | 2,500 | $1.90 | $4,750 | 6,302,349 |
| GEG | 2024-03-11 | Buy | 806 | $1.90 | $1,531 | 6,299,849 |
| GEG | 2023-11-28 | Buy | 29,244 | $2.00 | $58,488 | 6,106,242 |
| GEG | 2023-11-28 | Buy | 40,571 | $2.04 | $82,765 | 6,146,813 |
| GEG | 2023-03-16 | Buy | 23,638 | $2.37 | $56,022 | 5,717,489 |
| GEG | 2023-02-24 | Buy | 13,277 | $2.14 | $28,413 | 5,648,415 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
