Every SEC Form 3/4/5 on record for this filer (CIK 1478411) — 2 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HDSN | HUDSON TECHNOLOGIES INC /NY | CFO · lapsed | 2016-09-07 → 2024-02-28 | 13 | −$2M |
| IDXG | Interpace Diagnostics Group, Inc. | Interim CFO · lapsed | 2016-03-03 → 2016-03-03 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HDSN | 2022-11-09 | Sell | 46,194 | $10.13 | $467,945 | 25,207 |
| HDSN | 2022-11-08 | Sell | 45,000 | $10.66 | $479,700 | 71,401 |
| HDSN | 2021-11-17 | Sell | 200,000 | $4.76 | $952,000 | 25,207 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.