Every SEC Form 3/4/5 on record for this filer (CIK 1475698) — 2 issuers, 27 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GEG | Great Elm Group, Inc. | Director | 2021-03-23 → 2025-01-07 | 14 | $97,085 |
| GEC | Great Elm Capital Group, Inc. | Director · lapsed | 2020-04-01 → 2020-04-28 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GEG | 2024-05-21 | Buy | 1,256 | $1.77 | $2,223 | 307,353 |
| GEG | 2024-05-21 | Buy | 5,100 | $1.76 | $8,976 | 306,097 |
| GEG | 2024-05-20 | Buy | 678 | $1.76 | $1,193 | 300,027 |
| GEG | 2024-05-20 | Buy | 970 | $1.78 | $1,727 | 300,997 |
| GEG | 2024-05-15 | Buy | 16 | $1.81 | $29 | 299,349 |
| GEG | 2024-05-15 | Buy | 4,400 | $1.82 | $8,008 | 299,333 |
| GEG | 2024-05-14 | Buy | 393 | $1.81 | $711 | 294,933 |
| GEG | 2023-11-15 | Buy | 2,800 | $1.99 | $5,572 | 259,781 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
