Every SEC Form 3/4/5 on record for this filer (CIK 1475648) — 9 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CBL | CBL & ASSOCIATES PROPERTIES INC | Director | 2021-11-08 → 2025-12-17 | 7 | $196,575 |
| DBD | DIEBOLD NIXDORF, Inc | Director · lapsed | 2023-02-14 → 2024-02-22 | 3 | $77,814 |
| BBBY | BED BATH & BEYOND, INC. | Director · lapsed | 2022-04-01 → 2023-01-27 | 4 | — |
| SQBG | Sequential Brands Group, Inc. | Director · lapsed | 2021-04-30 → 2021-04-30 | 1 | — |
| CTRC | Centric Brands Inc. | Director · lapsed | 2020-04-14 → 2020-04-14 | 2 | — |
| NAVI | NAVIENT CORP | Director · lapsed | 2019-05-10 → 2020-02-07 | 3 | — |
| GCO | GENESCO INC | Director · lapsed | 2018-05-02 → 2018-06-28 | 2 | — |
| SHOR | ShoreTel Inc | Director · lapsed | 2016-08-04 → 2017-09-27 | 3 | — |
| HNSN | HANSEN MEDICAL INC | Director · lapsed | 2016-07-29 → 2016-07-29 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DBD | 2024-02-20 | Buy | 2,290 | $33.98 | $77,814 | 42,290 |
| CBL | 2022-05-20 | Buy | 7,500 | $26.21 | $196,575 | 15,834 |
5 of 9 issuers are covered and open a security page; the rest are on file here only.
