Every SEC Form 3/4/5 on record for this filer (CIK 1474810) — 3 issuers, 19 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EIOM | ELLINGTON INCOME OPPORTUNITIES FUND | Filer · lapsed | 2018-10-31 → 2018-10-31 | 1 | — |
| EFC | Ellington Financial Inc. | Co-Chief Investment Officer · lapsed | 2015-07-08 → 2018-03-26 | 2 | — |
| EARN | Ellington Credit Co | Co-Chief Investment Officer · lapsed | 2016-01-20 → 2016-02-16 | 10 | $90,596 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EARN | 2016-02-12 | Buy | 40 | $10.97 | $439 | 8,282 |
| EARN | 2016-02-11 | Buy | 340 | $10.88 | $3,699 | 8,242 |
| EARN | 2016-02-10 | Buy | 200 | $10.92 | $2,184 | 7,902 |
| EARN | 2016-02-09 | Buy | 414 | $10.94 | $4,529 | 7,702 |
| EARN | 2016-02-08 | Buy | 757 | $11.20 | $8,478 | 7,288 |
| EARN | 2016-02-05 | Buy | 255 | $11.48 | $2,927 | 6,531 |
| EARN | 2016-02-04 | Buy | 399 | $11.59 | $4,624 | 6,276 |
| EARN | 2016-02-03 | Buy | 342 | $11.59 | $3,964 | 5,877 |
| EARN | 2016-02-02 | Buy | 281 | $11.39 | $3,201 | 5,535 |
2 of 3 issuers are covered and open a security page; the rest are on file here only.