Every SEC Form 3/4/5 on record for this filer (CIK 1474808) — 3 issuers, 41 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EFC | Ellington Financial Inc. | Co-Chief Investment Officer | 2016-05-12 → 2026-05-13 | 19 | $635,047 |
| EARN | Ellington Credit Co | Co-Chief Investment Officer · Director · lapsed | 2016-01-20 → 2019-11-14 | 11 | $362,548 |
| EIOM | ELLINGTON INCOME OPPORTUNITIES FUND | Filer · lapsed | 2018-10-31 → 2018-10-31 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EFC | 2024-10-15 | Sell | 14,361 | $12.58 | $180,661 | 153,998 |
| EFC | 2024-10-14 | Sell | 14,000 | $12.48 | $174,720 | 168,359 |
| EFC | 2024-07-02 | Sell | 5,900 | $12.12 | $71,508 | 179,655 |
| EFC | 2024-06-17 | Sell | 8,300 | $12.15 | $100,845 | 160,874 |
| EFC | 2024-06-14 | Sell | 8,300 | $12.11 | $100,513 | 169,174 |
2 of 3 issuers are covered and open a security page; the rest are on file here only.
