Every SEC Form 3/4/5 on record for this filer (CIK 1474801) — 3 issuers, 27 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EFC | Ellington Financial Inc. | CEO and President · Director · lapsed | 2015-07-08 → 2020-03-04 | 7 | $1M |
| EIOM | ELLINGTON INCOME OPPORTUNITIES FUND | Filer · lapsed | 2018-10-30 → 2018-10-30 | 1 | — |
| EARN | Ellington Credit Co | CEO and President · Director · lapsed | 2016-01-20 → 2018-05-10 | 11 | $389,745 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EFC | 2018-11-14 | Buy | 28,631 | $16.15 | $462,391 | 105,563 |
| EFC | 2018-11-12 | Buy | 30,000 | $16.20 | $486,000 | 74,524 |
| EFC | 2018-05-14 | Buy | 3,959 | $15.96 | $63,186 | 44,524 |
| EFC | 2018-05-11 | Buy | 19,990 | $15.79 | $315,642 | 40,565 |
| EFC | 2018-05-10 | Buy | 3,900 | $15.68 | $61,152 | 20,575 |
| EARN | 2018-05-09 | Buy | 15,000 | $10.88 | $163,200 | 35,710 |
| EARN | 2016-02-12 | Buy | 100 | $10.97 | $1,097 | 20,710 |
2 of 3 issuers are covered and open a security page; the rest are on file here only.
